Compliance Officer (AIFM)

Posted 5 years ago
Our client
Our client is an independent and dynamic Asset Manager (AIFM) located in Luxembourg.
Responsibilities
Due to the expansion of its activities, we are recruiting a Compliance officer (part-time & permanent contract) who will be in charge of the following tasks :
- Implement and Manage the AIFM’s compliance plan and policies;
- Undertaking on-going compliance monitoring on the basis of a risk-based compliance monitoring program;
- Undertaking compliance risk assessments;
- Assessing the appropriateness of internal policies, procedures, and guidelines;
- Drafting policies and best practice procedures;
- Being part of the onboarding process of new clients;
- Preparing comprehensive reports to the Conducting Officer responsible for compliance and the Board;
- Providing advice and assisting the staff of the AIFM on the regulatory implications of actual and new regulations and changes to the business;
- Raising staff’s awareness to comply with AIFM rules and regulations;
- Perform legal watch to ensure the Company’s compliance;
- Making recommendations for improvements regarding the manner in which compliance is achieved; and
- Ownership of recording and record-keeping related to board minutes.
You profile
- Law degree and LLM will be considered as an asset;
- Minimum 3-5 years of experience in a regulated AIFM in a similar role or a Corporate Secretarial position;
- Knowledge of the AIFMD and CSSF Circulars related to compliance;
- Strong interpersonal skills;
- Excellent verbal and written skills in English, another language is favourable;
- Ability to work independently and as part of a team.
Offer
- Ideal location in the city centre;
- Attractive salary package and benefits;
- Friendly working atmosphere;
- Boost and develop your skills with strong growth potential;
- External training and upskilling is encouraged and provided for.