Compliance Officer (AIFM)

Posted 5 years ago

Our client

Our client is an independent and dynamic Asset Manager (AIFM) located in Luxembourg.

Responsibilities

Due to the expansion of its activities, we are recruiting a Compliance officer (part-time & permanent contract)  who will be in charge of the following tasks :

  • Implement and Manage the AIFM’s compliance plan and policies;
  • Undertaking on-going compliance monitoring on the basis of a risk-based compliance monitoring program;
  • Undertaking compliance risk assessments;
  • Assessing the appropriateness of internal policies, procedures, and guidelines;
  • Drafting policies and best practice procedures;
  • Being part of the onboarding process of new clients;
  • Preparing comprehensive reports to the Conducting Officer responsible for compliance and the Board;
  • Providing advice and assisting the staff of the AIFM on the regulatory implications of actual and new regulations and changes to the business;
  • Raising staff’s awareness to comply with AIFM rules and regulations;
  • Perform legal watch to ensure the Company’s compliance;
  • Making recommendations for improvements regarding the manner in which compliance is achieved; and
  • Ownership of recording and record-keeping related to board minutes.

You profile

  • Law degree and LLM will be considered as an asset;
  • Minimum 3-5 years of experience in a regulated AIFM in a similar role or a Corporate Secretarial position;
  • Knowledge of the AIFMD and CSSF Circulars related to compliance;
  • Strong interpersonal skills;
  • Excellent verbal and written skills in English, another language is favourable;
  • Ability to work independently and as part of a team.

Offer

  • Ideal location in the city centre;
  • Attractive salary package and benefits;
  • Friendly working atmosphere;
  • Boost and develop your skills with strong growth potential;
  • External training and upskilling is encouraged and provided for.

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